The Companies Regulations 1947
Part IV

11/Nov/1998 - Current (at 31 Dec 2005)
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    29. Register of authorised sharebrokers

    (1) The register of authorised sharebrokers required to be kept by the Registrar pursuant to section 373 of the Act shall be divided into four separate parts. Such parts shall severally contain, in addition to the particulars required by the Act to be recorded, the following particulars:

    First Part: Members of Stock Exchange in Perth

          Registration number.
          Date of application.
          Date of registration.
          Date of certificate of membership.
          Date of filing annual declaration (Form 83).
          Date of publication in Gazette.
          Date of cancellation of registration.
          Reason for cancellation of registration.
          Such other particulars (if any) as the Registrar deems necessary.
    Second Part: Members of other Recognised Stock Exchanges
          The same particulars as are required in respect of registration under the First Part, and in addition the name of the recognised stock exchange of which the sharebroker is a member.
    Third Part: Authorised representatives of members of Recognised Stock Exchanges
          The same particulars as are required under the preceding Part with the following additional particulars.
          Name of principal.
          Address of principal.
          Date of written authority.
    Fourth Part: Other authorised Sharebrokers
          Registration number.
          Date of application.
          Date of order under section 373 (e).
          Date of certificate of the Under Treasurer section 373 (f).
          Date of registration.
          Date of filing annual declaration (Form 84).
          Date of publication in Gazette.
          Date of cancellation of registration.
          Reason for cancellation of registration.
          Such other particulars (if any) as the Registrar deems necessary.
    (2) Such register shall, subject to the payment of the prescribed fee, be open to inspection by any person.


Note: This is not an authorised version. The only authorised version is the hardcopy (printed) version published under authority of the Government Printer, available from the State Law Publisher, 10 William St Perth W.A. 6000.